All figures and tables have been removed from this text-only version of this document. Scanned GIF89A images of all figures and tables are provided separately. These are named according to the convention: EQ_#.GIF for equations, FIG##.GIF for figures and TAB##.GIF for tables. Captions for figures and tables are included at the end of this document. In addition the following conventions have been used in this document to represent non-ASCII characters appearing in the original document: 1. '~' before another symbol represents approximately (e.g. ~= is 'approximately equal', etc.). 2. >= and <= represent greater than or equal and less than or equal respectively. 3. characters preceded by the carat character '^' are superscripted 4. characters enclosed in square brackets '[]' are subscripted 5. non-ASCII characters (Greek or mathematical symbols, etc.) are replaced by a description also contained in square brackets '[]' (e.g. [pi] = lower case Greek letter pi, [DELTA] = upper case Greek delta, [integral] = integral sign, etc.) 6. the '*' character represents either multiplication or a dot product depending upon whether the operands are scalar or vector quantities Space Science Reviews 21 (1977) 289-308. All Rights Reserved. Copyright 1977 Kluwer Academic Publishers, Dordrecht, Boston, London. Reprinted with permission of Kluwer Academic Publishers. This material is posted here with permission of Kluwer Academic Publishers (Kluwer). Such permission of Kluwer does not in any way imply Kluwer endorsement of any PDS product or service. Internal or personal use of this material is permitted. However, permission to reprint/republish this material for advertising or promotional purposes or for creating new collective works for resale or redistribution must be obtained from Kluwer. By choosing to view this document, you agree to all provisions of the copyright laws protecting it. A PLASMA WAVE INVESTIGATION FOR THE VOYAGER MISSION FREDERICK L. SCARF TRW Defense & Space Systems Group, One Space Park, Redondo Beach, Calif. 90278, U.S.A and DONALD A. GURNETT Department of Physics & Astronomy, University of Iowa, Iowa City, Iowa 52242, U.S.A. (Received 24 May, 1977) Abstract. The Voyager Plasma Wave System (PWS) will provide the first direct information on wave-particle interactions and their effects at the outer planets. The data will give answers to fundamental questions on the dynamics of the Jupiter and Saturn magnetospheres and the properties of the distant interplanetary medium. Basic planetary dynamical processes are known to be associated with wave-particle interactions (for instance, solar wind particle heating at the bow shock, diffusion effects that allow magnetosheath plasma to populate the magnetospheres, various energization phenomena that convert thermal plasma of solar wind origin into trapped radiation, and precipitation mechanisms that limit the trapped particle populations). At Jupiter, plasma wave measurements will also lead to understanding of the key processes known to be involved in the decameter bursts such as the cooperative mechanisms that yield the intense radiation, the observed millisecond fine-structure, and the Io modulation effect. Similar phenomena should be associated with other planetary satellites or with Saturn's rings. Local diagnostic information (such as plasma densities) will be obtained from wave observations, and the PWS may detect lightning whistler evidence of atmospheric electrical discharges. The Voyager Plasma Wave System shares the 10-meter PRA antenna elements, and the signals are processed with a 16-channel spectrum analyzer, covering the range 10 Hz to 56 kHz. At selected times during the planetary encounters, the PWS broadband channel will operate with the Voyager video telemetry link to give complete electric field waveforms over the frequency range 50 Hz to 10 kHz. 1. Introduction The Voyager plasma wave system (PWS) will measure electric field components of local plasma waves over the frequency range extending from 10 Hz to 56 Hz. The PWS shares the two extendible 10-meter electric antenna elements provided by the planetary radio astronomy (PRA) investigators, but the two groups use these sensors in different ways. For the radio measurements the antennas are connected as a pair of orthogonal monopoles, while the PWS investigators use these same elements to form a balanced electric dipole. In the normal format, the plasma wave signals are processed with a simple 16-channel spectrum analyzer, and at the planetary encounters this system will provide a full spectral scan every four seconds. The PWS also has a broadband amplifier that will utilize the Voyager video telemetry link to give electric field waveforms (frequency range 50 Hz to 10 kHz) at selected times during planetary encounters. The Voyager plasma wave investigation is designed to provide key information on the wave-particle interaction phenomena that control important aspects of the plasma dynamics in the magnetospheres of Jupiter and Saturn. It is well known that wave-particle interactions play extremely important roles at Earth, and it is also known that the dynamics of at least the inner magnetosphere of Jupiter is conceptually similar to that of Earth, despite the vast difference in size and in energy of the trapped particles. In addition, the satellites of Jupiter and Saturn provide important localized sources of plasma and field-aligned currents, and they must significantly affect the trapped particle populations. Pioneer 10, 11 measurements indicate that in the inner region of Jupiter the trapped electron fluxes are near the stable limit set by whistler mode and half- gyrofrequency harmonic mode wave-particle interactions; however, the ion fluxes are probably controlled by other instabilities (ion cyclotron, drift wave, loss cone, etc.). The plasma waves cause pitch- angle diffusion, and the precipitating electrons and ions must significantly affect the ionospheric properties and influence ionosphere-magnetosphere coupling. It is also expected that some kinds of enhanced precipitation and wave-induced anomalous conductivity effects develop along field-lines threading the inner satellites, and strong plasma wave radiation field coupling must account for the intense levels of decametric emissions. Studies of wave-particle interaction phenomena in the outer magnetospheres of Jupiter and Saturn are also of great importance. These outer regions should be dominated by the high-[beta] [=4*[pi]*N*[kappa]*T/B^2] plasma spun out by centrifugal forces, and here wave-particle interactions can provide local acceleration; they can affect particle diffusion; and they can lead to field-line merging. If the magnetospheric plasma at Jupiter or Saturn flows radially outward to form a planetary wind, wave-particle interactions should lead to a second collisionless shock within the magnetopause. Other relevant wave-particle interactions involve whistlers generated by atmospheric lightning, and electron plasma oscillations associated with suprathermal particles in the upstream solar wind. The fundamental roles of wave-particle interactions and plasma instabilities at Jupiter have been discussed in recent reviews by Coroniti (1975), Goertz (1976), Scarf (1976), and Kennel and Coroniti (1977). Scarf (1975) recently speculated on the structure of Saturn's magnetosphere, and in the context of a Uranus magnetosphere configuration of the novel type discussed by Kennel (1973) and by Siscoe (1975), it is anticipated that the Voyager plasma wave investigation can also provide unique and valuable information on wave-particle interaction phenomena near Uranus. In this report we first present some background information on plasma waves and magnetospheric dynamics, with examples drawn from near-Earth observations. This section is followed by a discussion of specific outer planet science objectives, and a summary of the science rationale for the Voyager PWS design. The instrument details are summarized in the following section. 2. Background Extensive laboratory studies and many theoretical analyses show that waves play dominant roles in all non-equilibrium plasma systems (see for instance, Stix, 1962; Montgomery and Tidman, 1964; Sagdeev and Galeev, 1969). In particular, when the plasma is dilute and cool, ordinary coulomb collisions are unimportant and wave-particle interactions provide the scattering and acceleration mechanisms that govern the dynamics. As noted above, turbulent wave-particle scattering leads to an effective conductivity and resistive-type heating; resonant wave-particle interactions give rise to acceleration similar to that in a cyclotron; and waves also allow diffusion that can be directly associated with particle energization (i.e., cross L diffusion with conservation of magnetic moment, [mu] = m*v[perp]^2/B, gives v[perp] ~ B^(1/2)). Waves also cause diffusion in pitch angle and particle precipitation (see Fredricks, 1975, for a recent summary). In all cases, the most significant interactions involve waves that are strongly emitted and absorbed by the plasma ions and electrons. The local interactions of importance are associated with waves having phase speeds comparable to plasma particle speeds, the 'radiation' mechanism is essentially a generalized Cerenkov process, and the spectral region where the strong wave absorptions and emissions occur is called the plasma wave region. Plasma wave modes of importance in magnetospheric physics are related to the electron and ion gyrofrequencies, f[c]^(+/-) = e*B/(2*[pi]*m[+/-]*c), and to the electron and ion plasma frequencies, f[p]^(+/-) = (4*[pi]*N*e^2/m[+/-])^(1/2)/2*[pi], where N is the plasma density and B is the local magnetic field strength. As an example of the spectral range for the characteristic resonant frequencies, when N = 5 cm^-3 and B = 5 gamma (typical upstream solar wind conditions near 1 AU), these expressions give f[p]^- = 20 kHz, f[p]^+ = 470 Hz, f[c]^- = 140 Hz, and f[c]^+ = 0.076 Hz. These plasma wave modes can also be categorized as generalized electromagnetic waves (having both E and B wave components), or as electrostatic oscillations (similar to compressional sound waves, with space charge variations that produce only electric field wave components). For instance, the whistler mode (f <= f[c]^-) is electromagnetic, but ion sound waves (f ~<= f[p]^+) and electron plasma oscillations (f ~= f[p]^-) are electrostatic. Figure 1 shows some examples of natural plasma waves observed near Earth using the broadband or waveform channels of the plasma wave instruments on the OGO-5 and IMP-6 spacecraft. As shown in the top panels of the figure, the electron plasma frequency is significant in two distinct ways. Suprathermal electrons in the region upstream from the bow shock lose energy by radiating narrowband electrostatic waves (upper left) at f=f[p]^- (Scarf et al., 1971). In addition, f[p]^- is a well-known critical frequency for electromagnetic waves in the sense that the usual free space electromagnetic modes can be transmitted through a plasma if f>f[p]^-, whereas for f10 keV, Pioneer 11 found J(max) ~= 10^9 cm^-2 sec^-1 or i(max) = 1.6x10^-10 A cm^-2 (Fillius et al., 1975). We increase this maximum by a factor of five to account for space, time variations, E<10 keV electrons, Io emissions, etc. In this case, the maximum charging current to the antenna (assuming no arcing) is 4 [micro]A, and a 20 M[Ohms] input resistor to ground will keep the dc antenna-to-ground potential difference at or below 80 V, which is well below the 500-V rating of this resistor and the 500-V to 1 kV ratings of the PWS-PRA coupling capacitors. This input resistor has been inserted to provide protection against the development of extreme sheath field transients. 6. Concluding Remarks The inherent noise detected in the plasma wave subsystem when mounted on the Voyager spacecraft and interconnected to the PRA front end and the antenna mechanisms appears to be far below the levels anticipated for ambient plasma waves at Jupiter or Saturn. In fact, the equivalent sine wave sensitivities of 1.7 [micro]V/M (10 Hz) to 0.3 [micro]V/M (56 kHz) are far below the ranges for signal levels customarily encountered in Earth orbit when discrete emissions or current-driven plasma waves are being studied. With reference to Figure 1, typical sine wave levels for 3*f[c]^-/2 emissions or ion acoustic waves at the bow shock range between 100 [micro]V/M and 10 mV/M [see, for instance, Kennel et al. (1970); Fredericks et al. (1970); Gurnett and Shaw (1973); Rodriguez and Gurnett (1975)], and even the high frequency f[p]^- emissions (the weakest signals studied in Earth orbit) customarily have amplitude levels that are an order of magnitude above the PWS high frequency threshold. Of course, these PWS sensitivities have not yet been measured in a plasma, and spacecraft noise coupling to the electric antenna through the plasma sheath can frequently produce serious problems that are only evident after launch. For Voyager, with its 2.4 kHz square wave power distribution, this kind of prospective spacecraft interference concerned us greatly during the design phase and led to the inclusion of the 2.4 kHz and 7.2 kHz notch filters. The use of a balanced dipole should also strongly reduce any in-orbit interference effects of this type since the balanced dipole gives a 40 db common-mode rejection that is very effective against spacecraft noises. Finally, the imposition of the Voyager electrostatic cleanliness specification should provide considerable additional protection since the thermal blankets and the mission Module structure form a relatively continuous Faraday shield that will keep much of the spacecraft noise away from the plasma. Since Voyager does not have solar arrays, which frequently provide strong coupling between spacecraft noise signals and the plasma, the prospects for a quiet environment around the Voyager spacecraft appear to be very good. Acknowledgments The plasma wave investigation was added to the Voyager payload at a late date, and the success of the PWS project is directly attributable to the exceptional support that has been provided by our colleagues at the University of Iowa, by so many members of the Voyager Project Staff at JPL and at NASA Headquarters, and by the Planetary Radio Astronomy team, led by James Warwick. We are especially greatful to M. Agabra, the PWS Cognizant Engineer at JPL, and to R. Shaw, W. Kurth, S. Remington and R. Randall of the University of Iowa for their excellent and dedicated support and their many invaluable contributions throughout the design, fabrication, integration and launch preparation phases of this project. References Axford, W. I. and Mendis, D. A.: 1974, Ann. Rev. Earth Planet. Sci. 2, 419. Brown, L. W.: 1975, Astrophys. J. 198, L89. Coroniti, F. V.: 1975, in V. Formisano (ed.), The Magnetospheres of the Earth and Jupiter, D. Reidel Publishing Company, Dordrecht, Holland, p. 391 De Forest, S. E.: 1972, J. Geophys. Res. 77, 651. Fillius, R. W., McIlwain, C. E., and Mogro-Comparo, A.: 1975, Science 188, 465. Frank, L. A., Ackerson, K., Wolfe, J. H., and Mihalov, J. D.: 1976, J. Geophys. Res. 81, 457. Fredricks, R. W., Crook, G. M., Kennel, C. F., Green, I. M., Scarf, F. L., Coleman, P. J., Jr., and Russell, C. T.: 1970, J. Geophys. Res. 75, 3751. Fredricks, R. W.: 1975, Space Sci. Rev. 17, 449. Goertz, C. K.: 1976, in T. Gehrels (ed.), Jupiter, University of Arizona Press, p. 32. Goldreich, P. and Lynden-Bell, D.: 1969, Astrophys. J. 156, 59. Gurnett, D. A.: 1972, Astrophys. J. 175, 525. Gurnett, D. A. and Shaw, R. R.: 1973, J. Geophys. Res. 78, 8136. Gurnett, D. A. and Frank, L. A.: 1974, J. Geophys. Res. 79, 2355. Kennel, C. F. and Petschek, H. E.: 1966, J. Geophys. Res. 71, 1. Kennel, C. F., Scarf, F. L., Fredricks, R. W., McGehee, J. H., and Coroniti, F. V.: 1970, J. Geophys. Res. 75, 6136. Kennel, C. F.: 1973, Space Sci. Rev. 14, 511. Kennel, C. F. and Coroniti, F. V.: 1977, Ann. Rev. Astron. Astrophys. (in press). Montgomery, D. C. and Tidman, D. A.: 1964, Plasma Kinetic Theory, McGraw-Hill Book Company, New York. Papadopoulos, K.: 1977. Rev. Geophys. Space Phys. (in press). Rodriguez, P. and Gurnett, D. A.: 1975, J. Geophys. Res. 80, 19. Sagdeev, R. Z. and Galeev, A. A.: 1969, Non-Linear Plasma Theory, W. A. Benjamin, Inc. Book Company, New York City, N. Y. Scarf, F. L., Fredricks, R. W., Frank, L. A., and Neugebauer, M.: 1971, J. Geophys. Res. 76, 5162. Scarf, F. L.: 1973, Cosmic Electrodyn. 3, 437. Scarf, F. L.: 1975, in F. Formisano (ed.), The Magnetospheres of the Earth and Jupiter, D. Reidel Publishing Company, Dordrecht, Holland, p. 433. Scarf, F. L.: 1976, in T. Gehrels (ed.), Jupiter, University of Arizona Press, p. 870. Shawhan, S. D., Goertz, C. K., Hubbard, R. F., Gurnett, D. A., and Joyce, G.: 1975, in V. Formisano (ed.), The Magnetospheres of Earth and Jupiter, D. Reidel Publishing Company, Dordrecht, Holland, p. 375. Shawhan, S. D.: 1976, J. Geophys. Res. 81, 3373. Siscoe, G. L.: 1975, Icarus 24, 311. Smith, E. J., Davis, L., Jones, D. E., Colburn, D. S., Coleman, P. J., Jr., Dyal, P., and Sonett, C. P.: 1974a, Science 183, 305. Smith, E. J., Davis, L., Jones, D. E., Coleman, P. J., Jr., Colburn, D. S., Dyal, P., Sonett, C. P., and Frandsen, A. M. A.: 1974b, J. Geophys. Res. 79, 3501. Stix, T. H.: 1962, The Theory of Plasma Waves, McGraw-Hill Book Company, New York. TABLE I Voyager plasma wave instrument Fig. 1. Examples of plasma waves and wave-particle interaction phenomena detected near earth. Broadband telemetry observations from OGO-5 and IMP-6 were used to make up these frequency-time diagrams. The arrows show typical locations in the upstream region, at the bow shock, and in the near-equatorial region of the magnetosphere. Examples of the important high-latitude interactions and wave-particle interactions in the proton mode are not shown, but these effects are summarized in the lower part of the figure. Fig. 2. The upper drawings show the JST and JSX (Uranus option) flyby trajectories in relation to the anticipated extent of the nominal Jupiter and Saturn magnetospheres. The lower panel contains a partial listing of important outer planet wave-particle interaction phenomena, with rough indications of the regions of interest for the various observations. Fig. 3. Many of the recent models constructed to account for the Io modulation of Jupiter's decametric emissions invoke plasma sheath effects and field-line coupling via current systems, as sketched here. The labels indicate the many ways in which wave- particle interactions and plasma instabilities are expected to affect the microscopic processes along the field-lines threading the Io sheath and ionosphere. Related processes should be important at other satellites of Jupiter and Saturn. Fig. 4. If the physics of the Uranus plasma environment is given by a model similar to that discussed by Siscoe (1975), then the magnetosphere of Uranus and the important wave- particle interaction regions may be as shown (the sketch is adapted from Siscoe's paper). Fig. 5. The central panel shows how the characteristic gyrofrequencies (f[c]^(+/-)) and plasma frequencies (f[p]^(+/-)) should vary with L- value at Jupiter. These gyrofrequency profiles are derived from the Pioneer 10 data (Smith et al., 1974a, b), and the plasma frequency profiles are constructed from the theoretical model of Axford and Mendis (1974). The Pioneer 10 plasma probe measurements (Frank et al., 1976) give somewhat higher plasma frequencies within L ~= 6-7 (f[p]^- up to about 70 kHz), but this does not require any significant change in range for the Voyager mission. The panel on the right contains a plausible scaled version for Saturn, and the Voyager PWS frequency coverage (16-channel spectrum analyzer plus broad wave-form channel) is roughly indicated on the left (the lower eight channels actually have 30% bandpass filters, with filter response curves that are broader than indicated here). Fig. 6. The PWS, PRA electronic boxes and the extendible antenna elements are mounted as shown on the left. The PWS uses the orthogonal 10-m elements as a balanced Vee-type dipole, and the effective length is about 7 m, as indicated. Fig. 7. PWS block diagram. Fig. 8. A frequency-time spectrogram made up using an S^3-A lightning whistler recording as input for the Voyager PWS broadband channel. The horizontal line is present because of the action of the PWS notch filter.